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CUNNINGHAM v. BATHON

Nos. 95-CV-1784, 96-CV-4

719 A.2d 497 (1998)

Joseph F. CUNNINGHAM, et al., Appellants and Cross-Appellees, v. Stephen R. BATHON, Appellee and Cross-Appellant.

District of Columbia Court of Appeals.

Decided November 5, 1998.

Attorney(s) appearing for the Case

Joseph F. Cunningham, pro se, with whom Donald T. Cheatham, pro se, was on the brief.

Steven M. Pavsner, Greenbelt, MD, for appellee and cross-appellant.

Before FARRELL and RUIZ, Associate Judges, and BELSON, Senior Judge.

RUIZ, Associate Judge:

This is an appeal from Rule 11 sanctions. The case began when Joseph F. Cunningham, an attorney and investor, sued Stephen R. Bathon, a stockbroker, in June 1991 for negligent misrepresentation, violation of D.C.Code § 2-2613 (1994) (regulating sales of securities), breach of contract, breach of fiduciary duty, and fraud. These claims arose from Bathon's December 1985 sale to Cunningham of an interest in an ill-fated investment in International...

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