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MD. SECURITIES v. U.S. SECURITIES

No. 924, Sept. Term, 1997.

716 A.2d 290 (1998)

122 Md. App. 574

MARYLAND SECURITIES COMMISSIONER v. U.S. SECURITIES CORPORATION, et al.

Court of Special Appeals of Maryland.

August 26, 1998.

Attorney(s) appearing for the Case

Julie L. Tewey, Asst. Atty. Gen. (J. Joseph Curran, Jr., Atty. Gen., on brief), Baltimore, for appellant.

Charles C. Roberts, Greenbelt, for appellees.

Argued before MURPHY, C.J., and WENNER and DAVIS, JJ.

DAVIS, Judge.

An Administrative Law Judge (ALJ) found, and the Maryland Securities Commissioner (Securities Commissioner) affirmed, that appellees Anthony D. Roberts and his company, U.S. Securities Corporation (USSC), violated the Maryland Securities Act by engaging in a scheme to defraud Maryland investors in connection with an offering of Printron, Inc. (Printron) stock during January and February 1992. Specifically, the...

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