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PRINTY v. DEAN WITTER REYNOLDS, INC.

No. 96-2195.

110 F.3d 853 (1997)

David L. PRINTY, Appellant, v. DEAN WITTER REYNOLDS, INC., Appellee.

United States Court of Appeals, First Circuit.

Decided April 10, 1997.

Attorney(s) appearing for the Case

Evan Slavitt, Boston, MA, with whom Joseph S.U. Bodoff, and Hinckley, Allen, & Snyder were on brief, for appellant.

Mary DeNevi, Boston, MA, with whom Bingham, Dana & Gould LLP were on brief, for appellee.

Before BOUDIN, Circuit Judge, BOWNES, Senior Circuit Judge, and LYNCH, Circuit Judge.

BOWNES, Senior Circuit Judge.

The overarching issue in this bankruptcy case is whether an arbitration award of $1,009,820.00, made by a panel of the National Association of Securities Dealers to appellee Dean Witter Reynolds, Inc., against appellant David L. Printy is a non-dischargeable debt under Chapter 11 of the Bankruptcy Code. The district court affirmed an opinion of the bankruptcy court holding, on a summary judgment motion, that the debt was non-dischargeable...

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