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ARRANTS v. BUCK

Nos. 93-1651, 93-1658.

130 F.3d 636 (1997)

Frankie A. ARRANTS; Danette F. Arrants, Plaintiffs-Appellees, v. Ellsworth Allen BUCK, JR.; George E. Hubbard, Defendants-Appellants, and F.N. Wolf & Company, Incorporated, Defendant. Ernest T. COLTRAIN; Betty P. Coltrain, Plaintiffs-Appellees, v. Ellsworth Allen BUCK, Jr.; George E. Hubbard, Defendants-Appellants, and F.N. Wolf & Company, Incorporated, Defendant.

United States Court of Appeals, Fourth Circuit.

Decided December 4, 1997.

Attorney(s) appearing for the Case

ARGUED: James Christopher Cosby, Maloney, Yeatts & Barr, Richmond, Virginia, for Appellants. William Edgar Spivey, Kaufman & Canoles, Norfolk, Virginia, for Appellees. ON BRIEF: John S. Barr, Daniel A. Gecker, Steven S. Biss, Maloney, Yeatts & Barr, Richmond, Virginia, for Appellants. Jonathan L. Thorton, Kaufman & Canoles, Norfolk, Virginia, for Appellees.

Before WILLIAMS and MICHAEL, Circuit Judges, and WARD, Senior United States District Judge for the Middle District of North Carolina, sitting by designation.

Affirmed and remanded by published opinion. Judge MICHAEL wrote the opinion, in which Judge WILLIAMS and Senior Judge WARD joined.

OPINION

MICHAEL, Circuit Judge:

This appeal involves the subject of arbitration. The matter began when the brokerage firm of F.N. Wolf & Co., Inc. (F.N. Wolf or Wolf) and two of its employees, Ellsworth A. Buck, Jr. and George E. Hubbard, were sued in two cases by four customers for securities fraud. There were immediate...

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