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S.E.C. v. HUGHES CAPITAL CORP.

No. 96-5401.

124 F.3d 449 (1997)

SECURITIES AND EXCHANGE COMMISSION v. HUGHES CAPITAL CORPORATION; F.D. Roberts Securities, Inc.; Howard Ackerman; Gilbert Beall; Dominick Fiorese; Frederick Galiardo; Sheldon G. Kanoff; John Knoblauch; Susan Lachance; Alan Lieb; Frederic Mascolo; John Perfetti; Lionel Reifler; Ira Victor, Lionel Reifler, Susan Lachance, and Howard Ackerman, Appellants.

United States Court of Appeals, Third Circuit.

Decided July 9, 1997.

Attorney(s) appearing for the Case

Lucinda O. McConathy, Allan A. Capute, Jacob H. Stillman, Securities & Exchange Commission, Washington, DC, for Appellee.

Martin R. Raskin, Raskin & Raskin, Miami, FL, for Appellants.

Submitted Under Third Circuit Rule LAR 34.1(a) June 13, 1997.

OPINION OF THE COURT

ROSENN, Circuit Judge.

The three appellants in the present matter were defendants in an action brought by the Securities and Exchange Commission (SEC) in the United States District Court for the District of New Jersey. The district court granted summary judgment in favor of the SEC against all the defendants on the issues of both liability and damages.

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