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JETT v. KIDDER PEABODY & CO.

176 Misc.2d 280 (1997)

671 N.Y.S.2d 582

In the Matter of Joseph Jett, Petitioner, v. Kidder Peabody & Co. Incorporated et al., Respondents.

Supreme Court, New York County.

December 16, 1997.

Attorney(s) appearing for the Case

Davis Polk & Wardwell, New York City (Robert F. Wise, Jr., and Lawrence J. Portnoy of counsel), for Kidder Peabody & Co. Incorporated, respondent. Coblence & Warner, New York City (Kenneth E. Warner of counsel), for petitioner.

MARYLIN G. DIAMOND, J.

The underlying arbitration arises out of Kidder Peabody & Co. Incorporated's (Kidder Peabody) claims of fraud and wrongdoing by its former employee, petitioner Joseph Jett (Jett). On December 19, 1996, after 18 days of hearings over a four-month period, the National Association of Securities Dealers (NASD) arbitration panel (the panel) rendered a "NASD Interim Award" (the December...

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