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CONNECTICUT NATIONAL BANK v. GIACOMI

(SC 15539)

242 Conn. 17 (1997)

CONNECTICUT NATIONAL BANK v. ROBERT A. GIACOMI CONNECTICUT NATIONAL BANK v. JOSEPH J. SANTOPIETRO CONNECTICUT NATIONAL BANK v. JOSEPH A. SANTORO ET AL. CONNECTICUT NATIONAL BANK v. JACK R. GIACOMI CONNECTICUT NATIONAL BANK v. JOHN J. DEPASTINO ET AL. CONNECTICUT NATIONAL BANK v. ROBERT R. ROSA

Supreme Court of Connecticut.

Officially released July 22, 1997.

Attorney(s) appearing for the Case

Darrell K. Fennell, with whom, on the brief, were Michael Winger and Philip M. Chiappone, for the appellant (plaintiff).

James E. Hartley, Jr., for the appellees (defendant Robert A. Giacomi et al.)

Richard P. Weinstein, with whom, on the brief, were Peter B. Rustin and Nathan A. Schatz, for the appellees (defendant Joseph A. Santoro et al.).

Eileen McGann filed a brief for the appellee (defendant Joseph J. Santopietro).

Borden, Berdon, Norcott, Katz and Ment, Js.

Opinion

BORDEN, J.

The primary issue in this appeal is whether, for the purposes of General Statutes (Rev. to 1993) § 36-498 (c) of the Connecticut Uniform Securities Act (CUSA),1 a bank can be the agent of a person who is liable for fraudulent conduct in connection with a securities transaction under § 36-498 (a).2 The plaintiff,

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