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NISS v. NATIONAL ASS'N OF SECURITIES DEALERS, INC.

No. 95-3883-R (JFS).

989 F.Supp. 1302 (1997)

Clark E. NISS, Plaintiff, v. NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC., et al., Defendants.

United States District Court, S.D. California.

November 17, 1997.

Attorney(s) appearing for the Case

Clark E. Niss, pro se.*

F. Joseph Warin, Douglas R. Cox, Daniel W. Nelson, Jeffrey L. Mengoli, Gibson, Dunn & Crutcher, LLP, San Diego, CA, (John J. Flood, Associate General Counsel, National Association of Securities Dealers, Inc., Washington, DC, of counsel), for Defendants.

ORDER GRANTING DEFENDANT'S MOTION TO DISMISS PLAINTIFF'S FIRST AMENDED COMPLAINT

RHOADES, District Judge.

I. Overview

Defendant National Association of Securities Dealers, Inc. ("NASD") has filed a Motion to Dismiss Plaintiff's First Amended Complaint. For the reasons stated below, the Court grants the Motion.

II. Background

Plaintiff Clark E. Niss purchased stock in several companies on the advice of La Jolla Securities Corporation...

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