1. Home
  2. Browse Decisions
  3. F.3d
  4. 122 F.3d
  5. 122 F.3d 93 (1997)
 

RNR ENTERPRISES, INC. v. S.E.C.

No. 1318, Docket 96-6237.

122 F.3d 93 (1997)

RNR ENTERPRISES, INC. and Robert J. Carlo, Respondents, Richard K. Wells, Respondent-Appellant, v. SECURITIES AND EXCHANGE COMMISSION, Applicant-Appellee.

United States Court of Appeals, Second Circuit.

Decided May 22, 1997.

Ordered Published August 22, 1997.

Attorney(s) appearing for the Case

Richard K. Wells, New York City, pro se.

Melinda Hardy, Washington, DC (Securities and Exchange Commission), for Applicant-Appellee.

Before: OAKES, ALTIMARI and JACOBS, Circuit Judges.

JACOBS, Circuit Judge:1

Respondent-appellant Richard K. Wells challenges the enforceability of an administrative subpoena served on him and a company he controls pursuant to a Formal Order of the SEC that opened an investigation into a particular industry, but did not name either Wells or his company.

In July 1996, the SEC moved in the Southern District of New York for an order enforcing previously issued subpoenas against Wells...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases