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SENDER v. KIDDER PEABODY & CO., INC.

No. 95CA2129.

952 P.2d 779 (1997)

Harvey SENDER, as Trustee for Hedged Investments Associates, Plaintiff-Appellant, v. KIDDER PEABODY & CO., INC., a Delaware corporation; Morgan Stanley & Co., Inc., a Delaware corporation; and Prudential Securities, Inc., f/k/a Prudential-Bache, Inc., Defendants-Appellees.

Colorado Court of Appeals, Div. V.

Rehearing Denied September 4, 1997.

Certiorari Denied February 23, 1998.

Attorney(s) appearing for the Case

Feder, Morris, Tamblyn & Goldstein, P.C., Stephen B. Schuyler, Denver, for Plaintiff-Appellant.

Gibson, Dunn & Crutcher, David G. Palmer, Josiah O. Hatch, III, Denver, for Defendant-Appellee Kidder Peabody & Co., Inc.

Otten, Johnson, Robinson, Neff & Ragonetti, P.C., David W. Stark, Patricia C. Campbell, Denver, for Defendant-Appellee Morgan Stanley & Co., Inc.

Howard, Darby & Levin, Jack P. Levin, David W. Haller, Kevin A. Fisher, New York City, for Defendant-Appellee Morgan Stanley & Co.

Baker & Hostetler, Cassandra G. Sasso, Raymond L. Gifford, Denver, for Defendant-Appellee Prudential Securities, Inc., f/k/a Prudential-Bache, Inc.

Opinion by Judge TAUBMAN.

In this action, plaintiff, Harvey Sender, as bankruptcy trustee for Hedged Investments Associates, Inc. (HIA, Inc.); and Hedged Investments Associates, L.P.; Hedged Securities Associates II, L.P.; and Hedged Securities Associates, L.P. (the limited partnerships) (collectively the Hedged entities), asserted a claim of aiding and abetting the breach of a fiduciary duty against defendants, Kidder Peabody & Co. (KP), Morgan Stanley &...

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