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EATON VANCE DISTRIBUTORS, INC. v. ULRICH

No. 95-04647.

692 So.2d 915 (1997)

EATON VANCE DISTRIBUTORS, INC. and Wharton P. Whitaker, Appellants, v. Roger E. ULRICH, Appellee.

District Court of Appeal of Florida, Second District.

March 19, 1997.

Attorney(s) appearing for the Case

Arthur J. England, Jr. and Alison M. Igoe of Greenberg, Traurig, Hoffman, Lipoff, Rosen & Quentel, P.A., Miami, and Burton W. Wiand and Florence E. Harmon of Fowler, White, Gillen, Boggs, Villareal and Banker, P.A., Tampa, for Appellant Eaton Vance.

Daniel S. Pearson and Lenore C. Smith of Holland and Knight, Miami, for Appellant Whitaker.

John R. Kiefner, Jr. and Clifford J. Hunt of Riden, Earle & Kiefner, P.A., St. Petersburg, for Appellee.

Stuart H. Bompey and Ira G. Rosenstein of Orrick, Herrington & Sutcliffe, New York City, for Securities Industry Association Inc., Amicus Curiae, in support of Appellant Eaton Vance Distributors.

WHATLEY, Judge.

Eaton Vance Distributors, Inc. and Wharton P. Whitaker challenge the compensatory and punitive damages awarded to Roger E. Ulrich in binding arbitration before the National Association of Securities Dealers (NASD). Ulrich was awarded $625,000 in compensatory damages and $1,250,000 in punitive damages, together with costs in the amount of $13,310.97. The arbitration panel also found Vance and Whitaker responsible for attorney's fees but left the determination...

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