In April 1989, the defendant-appellant, Autrey J. Locklear ("Locklear"), entered guilty pleas to ten counts of Felony Theft. The thefts involved defalcations by Locklear from the accounts of various individual investors. Those funds had been entrusted to Locklear as the agent for a securities brokerage firm, First Securities Corporation ("FSC").
In his guilty plea agreement, Locklear agreed "to make...
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