SECURITIES AND EXCHANGE COMMISSION, Plaintiff,
v.
Emanuel PINEZ, Defendant, and Lehman Brothers, Inc., Relief Defendant.
United States District Court, D. Massachusetts.https://leagle.com/images/logo.png
December 16, 1997.
December 16, 1997.
Attorney(s) appearing for the Case
Jeffrey W. Kobrick, Stuart P. Feldman, Carlos Costa-Rodrigues, Linda Bridgeman, John M. D'Amico, Juan Macel Marcelino, Grant David Ward, U.S. Securities & Exchange Commission, Boston, MA, for Securities and Exchange Commission.
Francis J. DiMento, DiMento & Sullivan, Boston, MA, for P.G. Technologies.
John C. Bartenstein, Robert K. Gad, Mark Szpak, Ropes & Gray, Boston, MA, for Lehman Brothers.
John J. Falvey, Jr., Assistant U.S. Attorney, Boston, MA, for United States of America.
James B. Adelman, Choate, Hall & Stewart, Boston, MA, for Paine Webber, Inc.
Glen DeValerio, Berman, DeValerio & Pease, Boston, MA, for Centennial Technologies, Inc., Special Committee of the Board of Directors.
Robert L. Ullman, Nutter, McClennen & Fish, Boston, MA, for Nutter, McClennen & Fish.
Vincent M. Amoroso, Robert A. McCall, Peabody & Arnold, Boston, MA, Sarah R. Wolff, Sachnoff & Weaver, Chicago, IL, for Greg Goldsmith, Craig Anderson, Robert Wasserman, Timothy Werner, Lakota Trading.
Glen DeValerio, Norman Berman, Matthew Miller, Berman, DeValerio & Pease, Boston, MA, for Investors in Centennial Technologies, Inc.
Dennis M. Kelleher, Thomas J. Dougherty, Skadden, Arps, Slate, Meagher & Flom, Boston, MA, for Coopers & Lybrand, Partnership.
Marilyn D. Stempler, Andrew P. Strehle, Andrew Strehle, Brown, Rudnick, Freed & Gesmer, Boston, MA, for Felix, Inc.
United States District Court, D. Massachusetts.
MEMORANDUM AND ORDER
SARIS, District Judge.
I. INTRODUCTION
This action arises out of the alleged illegal insider trading practices of the former Chairman and Chief Executive Officer of Centennial Technologies, Inc. ("Centennial"), Emanuel Pinez ("Pinez"). On February 14, 1997, the Securities and Exchange Commission ("SEC") filed a complaint against Pinez alleging that he traded in options on the common stock of Centennial while in possession...
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