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PELTZ v. SHB COMMODITIES, INC.

No. 96-7401.

115 F.3d 1082 (1997)

Samuel PELTZ, Appellant, v. SHB COMMODITIES, INC., Isaac Mayer, Solomon Mayer, and Bezalel Mayer, Appellees.

United States Court of Appeals, Second Circuit.

Decided May 15, 1997.

Attorney(s) appearing for the Case

Daniel V. Gsovski, Herzfeld & Rubin, New York City, for Appellant.

Martin H. Kaplan, Grusae, Kaplan & Bruno, New York City (Melvyn J. Falis and John E. Bersin, of counsel), for Appellees.

Before: NEWMAN, Chief Judge, FEINBERG and McLAUGHLIN, Circuit Judges.

McLAUGHLIN, Circuit Judge:

BACKGROUND

A. The Players

Samuel Peltz is an investor in commodities. Commodities, unlike stocks, comprise various items such as agricultural products, metals or energy. Investors purchase commodities "contracts," which represent a specific amount of the commodity. One of the principal markets where investors trade commodities contracts is the Commodities Exchange ("COMEX") in New York.

SHB Commodities...

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