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S.E.C. v. SALOMON INC.

No. 897, Docket 95-6190.

78 F.3d 802 (1996)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. SALOMON INC. and Salomon Brothers Inc., Defendants, Eric R. Rosenfeld, Claimant-Appellant.

United States Court of Appeals, Second Circuit.

Decided March 7, 1996.

Attorney(s) appearing for the Case

Randall W. Quinn, Washington, DC (Eric Summergrad, Diane V. White, Paul Gonson, Securities and Exchange Commission, Washington, DC, of counsel), for Plaintiff-Appellee.

Charles E. Davidow, Washington, DC (Lloyd N. Cutler, Jeffrey E. McFadden, Wilmer, Cutler & Pickering, Washington, DC, of counsel), for Claimant-Appellant.

Before: KEARSE, MINER and PARKER, Circuit Judges.

MINER, Circuit Judge:

Claimant-appellant Eric R. Rosenfeld appeals from a judgment of the United States District Court for the Southern District of New York (Patterson, J.) upholding the determination of the administrator of a civil claims fund that Rosenfeld is ineligible to receive a payment from the fund. The district court found that it was reasonable for the administrator to exclude Rosenfeld from receiving a payment from the fund because of his participation...

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