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BRENNAN v. MURPHY & WALSH ASSOCS., INC.

234 A.D.2d 636 (1996)

650 N.Y.S.2d 464

Dennis P. Brennan, Appellant, v. Murphy & Walsh Associates, Inc., Formerly Known as Murphy, Walsh & Brennan, Inc., et al., Respondents

Appellate Division of the Supreme Court of the State of New York, Third Department.

December 5, 1996

White, J.

Defendant Murphy & Walsh Associates, Inc. (hereinafter defendant) is in the business of marketing investment advisory services and soliciting the trustees of public pension funds (hereinafter Public Funds) to induce them to place their assets with its clients who invest and manage these moneys in stock, bond, real estate and other types of funds. For its services, defendant receives an annual retainer...

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