FEINMAN v. DEAN WITTER REYNOLDS, INC.

No. 1242, Docket 95-9081.

84 F.3d 539 (1996)

Jeffrey FEINMAN and Gary Kosseff, on behalf of themselves and all others similarly situated, Plaintiffs-Appellants, v. DEAN WITTER REYNOLDS, INC.; Oppenheimer & Co.; Smith Barney, Inc.; Merrill Lynch & Company; Merrill Lynch Pierce Fenner & Smith Incorporated, on behalf of themselves and all others similarly situated, Defendants-Appellees.

United States Court of Appeals, Second Circuit.

Decided May 17, 1996.


Attorney(s) appearing for the Case

Roger W. Kirby, New York City (Ira M. Press, Kaufman Malchman Kirby & Squire, New York City, on the brief), for plaintiffs-appellants.

Charles A. Gilman, New York City (Jonathan Sherman, Cahill Gordon & Reindel, New York City, on the brief), for defendants-appellees.

Before NEWMAN, Chief Judge, and FEINBERG and PARKER, Circuit Judges.


JON O. NEWMAN, Chief Judge:

This appeal challenges the practices of several of the nation's largest stock brokerage firms in the labeling of their fee charges in connection with securities transactions. Jeffrey Feinman and Gary Kosseff appeal from the September 30, 1995, judgment of the District Court for the Southern District of New York (Denise Cote, Judge), dismissing their suit alleging securities fraud. Appellants alleged...

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