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SWAN v. S.E.C.

No. 95-5376.

96 F.3d 498 (1996)

Michael G. SWAN and Teletek, Incorporated, Appellants, v. SECURITIES AND EXCHANGE COMMISSION, Appellee.

United States Court of Appeals, District of Columbia Circuit.

Decided October 1, 1996.

Attorney(s) appearing for the Case

Deborah Kravitz, Washington, DC, argued the cause for appellants. With her on the briefs was Frank C. Razzano.

James A. Brigagliano, Assistant General Counsel, Securities and Exchange Commission, Washington, DC, argued the cause for appellee. With him on the brief were Richard H. Walker, General Counsel, Richard M. Humes, Associate General Counsel, and Paul Gonson, Solicitor.

Before: GINSBURG, RANDOLPH, and TATEL, Circuit Judges.

Opinion for the Court filed by Circuit Judge RANDOLPH.

RANDOLPH, Circuit Judge:

The staff of the Securities and Exchange Commission is conducting a formal investigation, begun in January 1994, to determine whether there have been violations of the federal securities laws. Witnesses have been interviewed, documents subpoenaed and testimony taken. Michael G. Swan, Teletek, Inc., and others are, as the Commission puts it, "involved." During the early stages of...

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