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S.E.C. v. WORTHEN

No. 95-56768.

98 F.3d 480 (1996)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. John E. WORTHEN, Defendant-Appellant.

United States Court of Appeals, Ninth Circuit.

Decided October 17, 1996.

Attorney(s) appearing for the Case

Knut S. Johnson, McKenna & Cuneo, San Diego, CA, for defendant-appellant.

James A. Brigagliano, Assistant General Counsel, Securities and Exchange Commission, Washington, DC, for plaintiff-appellee.

Before: FLETCHER and TASHIMA, Circuit Judges, and RESTANI, Judge, United States Court of International Trade.

FLETCHER, Circuit Judge:

John Worthen appeals from the district court's denial of his motion for relief from a judgment of permanent injunction entered against him by default in 1974 in a civil case brought by the Securities and Exchange Commission ("SEC" or "Commission"). We affirm.

FACTUAL BACKGROUND AND PROCEDURAL HISTORY1

In 1974, the Commission sued Worthen and others alleging violations of the federal securities...

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