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IN RE KEEGAN MANAGEMENT CO., SECURITIES LITIGATION

Nos. 94-15713, 94-16135.

78 F.3d 431 (1996)

In re: KEEGAN MANAGEMENT CO., SECURITIES LITIGATION. Michael MOORE, et al., Plaintiffs, and Lieff, Cabraser & Heimann; Elizabeth J. Cabraser, Appellants, v. KEEGAN MANAGEMENT COMPANY, a Delaware corporation, et al., Defendants-Appellees. Michael MOORE, et al., Plaintiffs, and Richard L. Jaeger; Feldman, Waldman & Kline, Appellants, v. KEEGAN MANAGEMENT COMPANY, a Delaware corporation, et al., Defendants-Appellees.

United States Court of Appeals, Ninth Circuit.

Decided March 1, 1996.

Attorney(s) appearing for the Case

Judith Resnik, University of Southern California Law Center, Los Angeles, California, Jerome B. Falk, Jr., Howard, Rice, Nemerovski, Canady, Robertson, Falk & Rabkin, San Francisco, California, for appellants.

No appearance for appellees.

Before FLETCHER, POOLE, and O'SCANNLAIN, Circuit Judges.

Opinion by Judge POOLE; Partial Concurrence and Partial Dissent by Judge O'SCANNLAIN.

POOLE, Circuit Judge:

We consider under what circumstances and pursuant to what authority attorneys may be sanctioned for the filing of a complaint. Because we find such circumstances not present here, we reverse the district court's order imposing $100,000 in sanctions against attorneys Elizabeth Cabraser and Richard Jaeger, and...

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