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S.E.C. v. VISION COMMUNICATIONS, INC.

Nos. 94-5262, 95-5089.

74 F.3d 287 (1996)

SECURITIES AND EXCHANGE COMMISSION, Appellee, v. VISION COMMUNICATIONS, INC., et al., (By Fred F. Fielding as Receiver for Vision Communications, Inc., and Wilkes-Barre-Scranton, L.C.), Appellees, Vista Vision, Inc., Appellant.

United States Court of Appeals, District of Columbia Circuit.

Decided January 26, 1996.

Rehearing and Motion to Denied February 23, 1996.

Attorney(s) appearing for the Case

Deborah H. Bornstein, Chicago, IL, argued the cause for appellant. With her on the briefs was Thomas J. Dougherty, Jr. Rodney H. Glover, Washington, DC, entered an appearance for appellant.

James H. Wallace, Jr., Washington, DC, argued the cause for appellees Receiver for Vision Communications, Inc., and Wilkes-Barre-Scranton, L.C. With him on the brief was Fred F. Fielding.

Eric Summergrad, Principal Assistant General Counsel, Washington, DC, argued the cause for appellee Securities and Exchange Commission. With him on the brief were Simon M. Lorne, General Counsel, Leslie E. Smith, Senior Litigation Counsel, and Susan K. Straus, Attorney. Jacob H. Stillman, Associate General Counsel, entered an appearance.

Before: EDWARDS, Chief Judge, WALD and RANDOLPH, Circuit Judges.

Rehearing and Motion to Require Bond Denied February 23, 1996.

Opinion for the court filed by Circuit Judge RANDOLPH.

RANDOLPH, Circuit Judge:

We have before us the remnants of a civil enforcement action brought by the Securities and Exchange Commission in the United States District Court for the District of Columbia. The SEC's complaint, filed in March 1994, alleged that a Texas company and a California company and two individuals from California...

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