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IN RE DONALD SHELDON & CO., INC.

Bankruptcy No. 85-6538 (AJG). Adv. No. 89-6256(AJG).

193 B.R. 152 (1996)

In re DONALD SHELDON & CO., INC., Debtor. Don L. HORWITZ, Trustee for the Liquidation of Donald Sheldon & Co., Inc., Plaintiff, v. Donald SHELDON, Defendant.

United States Bankruptcy Court, S.D. New York.

February 16, 1996.

Attorney(s) appearing for the Case

Goldman & Hafetz (Lawrence S. Goldman, Anastasia G. Margaris, of counsel), New York City, for Donald Sheldon.

Kaye, Scholer, Fierman, Hays & Handler (Jay Strum, John W. Schryber, Ross D. Cooper, of counsel), New York City, for Trustee.

Memorandum Decision on Waiver of Fifth Amendment Privilege

ARTHUR J. GONZALEZ, Bankruptcy Judge.

INTRODUCTION

Donald Sheldon is the principal and founder of Donald Sheldon & Co., Inc. (the "Debtor"), a securities brokerage house, which filed for Securities Investor Protection Act ("SIPA") liquidation in 1985. See Federal Insurance Co. v. Horwitz (In re Donald Sheldon & Co., Inc.), 150 B.R. 314, 315...

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