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ATLANTA-ONE, INC. v. SECURITIES AND EXCHANGE COM'N

No. 95-70360.

100 F.3d 105 (1996)

ATLANTA-ONE, INC.; Kevin M. McCarthy; Thom Blodgett, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Ninth Circuit.

Memorandum August 1, 1996.

Decided November 12, 1996.

Attorney(s) appearing for the Case

Thom Blodgett, Irvine, CA, for petitioners.

Allan A. Capute, Special Counsel to the Solicitor, Securities and Exchange Commission, Washington, DC, for respondent.

Before: WIGGINS, THOMPSON, and TROTT, Circuit Judges.

ORDER

The Memorandum disposition filed August 1, 1996, is redesignated as an authored Opinion by Stephen S. Trott, Circuit Judge.

OPINION

TROTT, Circuit Judge:

OVERVIEW

This is a petition for review of a Securities and Exchange Commission Decision holding that Petitioners Atlanta-One, Kevin McCarthy, and Thom Blodgett violated rules of fair practice by charging customers unfair commissions. Petitioners argue: 1) there is not substantial...

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