1. Home
  2. Browse Decisions
  3. F.3d
  4. 90 F.3d
  5. 90 F.3d 1483 (1996)
 

LEHL v. S.E.C.

No. 94-9551.

90 F.3d 1483 (1996)

Daniel R. LEHL, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Tenth Circuit.

July 19, 1996.

Attorney(s) appearing for the Case

David A. Zisser, Berliner, Zisser, Walter & Gallegos, P.C., Denver, Colorado, for Petitioner.

Susan S. McDonald, Senior Litigation Counsel (Simon M. Lorne, General Counsel, Eric Summergrad, Principal Assistant General Counsel, and Susan K. Straus, Attorney, with her on the brief), Securities and Exchange Commission, Washington, D.C., for Respondent.

Before ANDERSON, McWILLIAMS, and ENGEL, Circuit Judges.

ANDERSON, Circuit Judge.

Daniel R. Lehl petitions for review of a final order by the Securities and Exchange Commission ("SEC") sustaining disciplinary action taken against him by a registered securities association, the National Association of Securities Dealers, Inc. ("NASD"). Based on our review of the record, we affirm the SEC's order.

In 1990, Lehl was a securities salesman associated with First Choice Securities in Denver. First Choice was a registered...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases