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MATTER OF PRUDENTIAL SEC. INC. v. WARSH

214 A.D.2d 739 (1995)

625 N.Y.S.2d 615

In the Matter of Prudential Securities Incorporated, Appellant, v. Robert L. Warsh, Respondent

Appellate Division of the Supreme Court of the State of New York, Second Department.

April 24, 1995

Ordered that the order and judgment is affirmed insofar as appealed from, with costs.

On February 25, 1993, the respondent served upon the petitioner, Prudential Securities Incorporated (hereinafter Prudential), a demand for arbitration of his claims against it before the National Association of Securities Dealers, Inc. (hereinafter the NASD) by delivering the demand to the Secretary of State (see, Business Corporation Law §§ 304, 306). The Secretary...

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