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PRUDENTIAL-BACHE SECURITIES, INC. v. TANNER

Nos. 95-1590 to 95-1592.

72 F.3d 234 (1995)

PRUDENTIAL-BACHE SECURITIES, INC., Plaintiff-Appellant, v. Robert D. TANNER, et al., Defendants-Appellees. Jose F. RODRIGUEZ, et al., Plaintiffs-Appellees, v. PRUDENTIAL-BACHE SECURITIES, INC., Defendant-Appellant. PRUDENTIAL-BACHE SECURITIES, INC., Plaintiff-Appellee, v. Robert D. TANNER, et al., Defendants-Appellants.

United States Court of Appeals, First Circuit.

Decided December 29, 1995.

Attorney(s) appearing for the Case

Thomas F. Curnin, with whom Roy L. Regozin, Cahill Gordon & Reindel, New York City, Guillermo J. Bobonis, Carlos Bobonis-González, Bobonis, Bobonis & Rodríguez-Poventud, San Juan, PR, Louis J. Scerra, Jr. and Goldstein & Manello, P.C., Boston, MA, were on brief, for Prudential Securities Incorporated.

José Angel Rey, Jackson Heights, NY, with whom José Luis González-Castañer, San Juan, PR, and Harold D. Vicente, Santurce, PR, were on brief, for Robert D. Tanner, et al.

Before TORRUELLA, Chief Judge, CAMPBELL, Senior Circuit Judge, and WATSON, Judge.

TORRUELLA, Chief Judge.

Appellant Prudential Securities Incorporated, formerly Prudential-Bache Securities, Inc. ("Prudential"), seeks the reversal of a judgment, entered in two consolidated actions, confirming arbitration awards entered by a panel of New York Stock Exchange arbitrators in favor of José F. Rodríguez ("Rodríguez"), Robert Tanner ("Tanner"), Garland Hedges ("Hedges"), Wolfram Pietri ("Pietri"), and José Cimadevilla ("Cimadevilla...

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