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GRUNTAL & CO., INC. v. SAN DIEGO BANCORP

No. 94 Civ. 5366 (DC).

901 F.Supp. 607 (1995)

GRUNTAL & CO., INCORPORATED, Plaintiff, v. SAN DIEGO BANCORP, Daniel Wirkin, Peter Tosto, Investor Relations, Inc., George Panagiotou, Frank Vitolo, Leonard Kraft, Bang-Moving Party Network, Inc., Kevin Kraft, James H. Dayley, and Robert B. Crouch, Defendants. SAN DIEGO BANCORP, Counterclaimant, v. GRUNTAL & CO., INCORPORATED, and David Gorobetz, Counterclaimed Defendants.

United States District Court, S.D. New York.

September 15, 1995.

Attorney(s) appearing for the Case

Donald N. Cohen, Gruntal & Co., Office of General Counsel, New York City, for Plaintiff and Counterclaimed Defendant David Gorobetz.

Tanner Propp & Farber by Allan C. Samuels, New York City, for Defendants San Diego Bancorp, James H. Dayley, Robert B. Crouch and George Panagiotou.

OPINION

CHIN, District Judge.

Plaintiff Gruntal & Co., Inc. ("Gruntal") brings this suit against San Diego Bancorp ("SDBC") and other corporate and individual defendants alleging both federal and common law claims. Gruntal asserts the following claims against all defendants: Violation of section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) (hereinafter the "1934 Act"), and Rule 10b-5, 17 C.F.R. § 240.10b-5, promulgated...

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