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S.E.C. v. STRATTON OAKMONT, INC.

Civ. A. No. 94-2681 (JHG).

878 F.Supp. 250 (1995)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. STRATTON OAKMONT, INC., Defendant.

United States District Court, District of Columbia.

February 28, 1995.

Attorney(s) appearing for the Case

Marc L.S. Mukasey, James P. Bodovitz, S.E.C., New York City, for plaintiff.

Luther Zeigler, Richard J. Morvillo, Crowell & Moring, Washington, DC, Ira Lee Sorkin, Squadron, Ellenoff, Plesent, Scheinfeld & Sorkin, New York City, for defendant.

MEMORANDUM OPINION AND ORDER

JOYCE HENS GREEN, District Judge.

On March 17, 1994, plaintiff, the Securities and Exchange Commission ("SEC"), issued an Order Instituting Public Administrative Proceedings, Making Findings and Imposing Remedial Sanctions in In the Matter of Stratton Oakmont, Inc., et al., 1994 WL 91289 (1994) ("SEC Order"). The SEC Order, inter alia, mandated that an Independent Consultant ("IC") prepare a Report detailing...

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