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WOLF & CO. v. BOWLES

160 Misc.2d 752 (1994)

610 N.Y.S.2d 757

F.N. Wolf & Co., Inc., Plaintiff, v. Timothy Bowles, Defendant.

Supreme Court, New York County.

April 6, 1994

Attorney(s) appearing for the Case

Smith, Campbell & Paduano, New York City, for defendant. Michael Q. Carey, New York City, for plaintiff.

EDWARD H. LEHNER, J.

The issues presented on this motion by defendant to compel arbitration are whether the Code of Arbitration Procedure (the Code) of the National Association of Securities Dealers (NASD) in effect in November 1990 required the arbitration of employment disputes between a member and an associated person, and if so, whether that requirement could be waived.

FACTS

In November...

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