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MERRILL LYNCH v. SUMI OHNUMA

161 Misc.2d 423 (1994)

613 N.Y.S.2d 811

Merrill Lynch, Pierce, Fenner & Smith, Inc., Petitioner, v. Sumi Ohnuma et al., Respondents.

Supreme Court, New York County.

May 20, 1994

Attorney(s) appearing for the Case

Orrick, Herrington & Sutcliffe, New York City (Francis S. Chlapowski of counsel), for petitioner. Feltman, Karesh, Major & Farbman, New York City (Adam M. Cohen of counsel), for respondents.

JANE S. SOLOMON, J.

In these 16 proceedings, petitioner Merrill Lynch, Pierce, Fenner & Smith, Inc. (Merrill Lynch) seeks to stay, permanently, arbitration proceedings brought by the respondents before the National Association of Securities Dealers (NASD).1 The petitions each allege that respondents' claims are ineligible for submission to arbitration under section 15 of the...

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