MATTER OF MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.


201 A.D.2d 347 (1994)

607 N.Y.S.2d 640

In the Matter of the Arbitration between Merrill Lynch, Pierce, Fenner & Smith, Inc., et al., Respondents, and Margaret B. Manhard, Appellant

Appellate Division of the Supreme Court of the State of New York, First Department.

February 15, 1994


Arbitration was sought in this case pursuant to the Code of Arbitration Procedure of the National Association of Securities Dealers. Section 15 of that Code provides: "No dispute, claim or controversy shall be eligible for submission to arbitration under the Code where six (6) years have elapsed from the occurrence or event giving rise to the act or dispute, claim or controversy. This section shall not extend applicable statutes of limitations, nor shall it apply to any case...

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