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S.E.C. v. WOZNIAK

Nos. 94-1534, 94-1694 to 94-1696.

33 F.3d 13 (1994)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. Michael D. WOZNIAK, Kim W. Girkins, and Aureus Capital, Limited, Defendants. Appeals of Scott BERNARD and Steven BERNARD.

United States Court of Appeals, Seventh Circuit.

Decided August 15, 1994.

Rehearing Denied September 7, 1994.

Attorney(s) appearing for the Case

Jacob H. Stillman (Submitted), Lucinda O. McConathy and Christopher Paik, S.E.C., Office of the Gen. Counsel, Washington, DC, for plaintiff-appellee.

Peter B. Shaeffer, Chicago, IL, for defendant, Kim W. Girkins.

Scott Bernard, pro se.

Steven Bernard, pro se.

Before POSNER, Chief Judge, and CUMMINGS and BAUER, Circuit Judges.

POSNER, Chief Judge.

The Securities and Exchange Commission brought suit under 15 U.S.C. § 77v(a) against the perpetrators of a Ponzi-type securities fraud. The suit, which sought to recover the proceeds of the fraud for distribution to the swindled investors, was successful in recovering a substantial amount of money. A judgment was entered distributing the money among the investors, including Steve Bernard, so that each would recover about 40 percent of his...

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