FREEMAN v. LAVENTHOL & HORWATH

Nos. 92-6123, 92-6191.

34 F.3d 333 (1994)

Adrian FREEMAN, et al., Plaintiffs-Appellants, Cross-Appellees, v. LAVENTHOL & HORWATH, et al., Defendants-Appellees, Bank of the South, N.A., et al., Defendants-Appellees, Cross-Appellants.

United States Court of Appeals, Sixth Circuit.

Decided July 21, 1994.

Rehearing Denied September 2, 1994.


Attorney(s) appearing for the Case

Ronald Parry, Arnzen, Parry & Wentz, Covington, KY, J. Michael Rediker, David J. Guin, David R. Donaldson, Ritchie & Rediker, Birmingham, AL, Richard H. Adams, Jr. (briefed), Richard D. Connor, Jr. (argued and briefed), Christopher T. Vernon, Pleus, Adams & Spears, Orlando, FL, for Adrian Freeman, Frederick Shear, Betty Powell, Harold Kabus, Kenneth Eyl.

Scott R. McIntosh (argued and briefed) U.S. Dept. of Justice, Appellate Div., Washington, DC, Barbara C. Biddle, U.S. Dept. of Justice, Appellate Staff, Civ. Div., Washington, DC, for the U.S.

Thomas H. Christopher, Stephen E. Hudson (briefed), Jerre B. Swane, Kilpatrick & Cody, Atlanta, GA, Kurt Phillips, Deters, Benzinger & Lavelle, Covington, KY, for Bank of the South, N.A.

Paul J. Vesper, Covington, KY, for North River Retirement Center, Inc.

Arnold Taylor, Michael J. O'Hara, O'Hara, Ruberg & Taylor, Covington, KY, for Gary Schearer, William Limerick, Lucille Buechel, John Caldwell, Charles Wolfson, Albert Vesper, Carroll M. Ewing.

Michael E. Maundrell, Rendigs, Fry, Kiely & Dennis, Cincinnati, OH, for Estate of E.W. Richmond, D. Scott Richmond.

Thomas S. Shore, Jr., Michael E. Maundrell, Robert F. Brown, Rendigs, Fry, Kiely & Dennis, Cincinnati, OH, for Connor, Neal & Richmond.

William R. Hardy, Paul A. Komarek, Cincinnati, OH, for J. Milton Newton, Inc.

William R. Hardy, J. Jeffrey Landen, Cincinnati, OH, for Hurt, Richardson, Garner, Todd & Cadenhead, W. Thomas King.

Edward H. Stopher, Philip J. Edwards, Boehl, Stopher & Graves, Louisville, KY, for Rubin & Hayes, Joseph Rubin.

Herbert P. Schlanger, Atlanta, GA, for A.O. Jones & Co., Allen O. Jones.

John T. Marshall, William G. Leonard (argued and briefed), Powell, Goldstein, Frazer & Murphy, Atlanta, GA, Rodney S. Bryson, Ware, Bryson, West & Bartlett, Edgewood, KY, for Arnall, Golden & Gregory, James Dorsey.

Sait R. Tarhan, Newport, KY, for Assistance in Living Services Corp., Janene F. McLane-McDonald.

Charles N. Braun, II, Indianapolis, IN, for McCarson Roberts, Phillip E. Roberts, McCarson Roberts, Inc.

Robert E. Dever, Bannon, Howland & Dever, Portsmouth, OH, for National Health & Retirement Corp.

A. Roger Meece, Lexington, KY, for A. Roger Meece.

David S. Cupps, Vorys, Sater, Seymour & Pease, Cleveland, OH, for Laventhol and Horwath and Aaron Rose.

Before: MILBURN and NELSON, Circuit Judges; and GILMORE, Senior District Judge.


GILMORE, Senior District Judge, delivered the opinion of the court in which MILBURN, Circuit Judge, joined. NELSON, Circuit Judge (pp. 344-45), delivered a separate opinion concurring in part and dissenting in part.

GILMORE, Senior District Judge.

The plaintiffs, Adrian Freeman, et al., appeal from an order of the United States District Court for the Eastern District of Kentucky granting judgment on the pleadings under Federal Rule of Civil Procedure 12(c...

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