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SILVERMAN v. BERKSON

276 N.J. Super. 6 (1994)

647 A.2d 160

A. JARED SILVERMAN, CHIEF, NEW JERSEY BUREAU OF SECURITIES, PLAINTIFF-RESPONDENT, v. ROBERT GARY BERKSON, DEFENDANT-APPELLANT.

Superior Court of New Jersey, Appellate Division.

Decided June 20, 1994.

Attorney(s) appearing for the Case

Richard F. Horowitz, admitted pro hac vice, argued the cause on behalf of appellant (Hellring, Lindeman, Goldstein & Siegal, attorneys; Bruce S. Etterman, on the brief).

Michael Pariser, Deputy Attorney General, argued the cause on behalf of respondent (Deborah T. Poritz, Attorney General, attorney).

Before Judges J.H. COLEMAN, MUIR, Jr. and LEVY.

The opinion of the court was delivered by LEVY, J.S.C. (temporarily assigned).

In connection with a private investigation, the New Jersey Bureau of Securities (NJBS) issued an investigative subpoena requiring defendant's appearance at the NJBS offices in Newark. Defendant was served at his home in East Hills, New York by NJBS personnel. When defendant refused to comply with the subpoena, NJBS filed an enforcement action, pursuant to R. 1:9-6, by verified complaint...

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