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FSC SECURITIES CORP. v. FREEL

No. 93-1612.

14 F.3d 1310 (1994)

FSC SECURITIES CORPORATION; Marlis Gilbert; Integrated Financial Services; and Richard E. Connolly, Jr., Plaintiffs-Appellants, v. Judy FREEL; Mirle Freel, Jr., Defendants-Appellees.

United States Court of Appeals, Eighth Circuit.

Decided January 28, 1994.

Attorney(s) appearing for the Case

Richard A. Malm, Des Moines, IA, argued, for plaintiffs-appellants.

Linda J. Garfola, Helena, MT, argued, for defendants-appellees.

Before BEAM and LAY, Circuit Judges, and BOGUE, Senior District Judge.

BOGUE, Senior District Judge.

This is an appeal of a district court order confirming a National Association of Securities Dealers, Inc. (NASD) arbitration award in favor of appellees Judy and Mirle Freel. Based on our conclusion that the parties agreed to leave the issue of arbitrability of their dispute to the NASD arbitration panel, we affirm.

FACTUAL/PROCEDURAL BACKGROUND

In 1984 the Freels sought investment advice from Marlis Gilbert, a financial...

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