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ELLIOTT v. S.E.C.

No. 92-3254 Non-Argument Calendar.

36 F.3d 86 (1994)

Charles Phillip ELLIOTT, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Eleventh Circuit.

August 18, 1994.

Attorney(s) appearing for the Case

Charles Phillip Elliott, pro se.

William F. Johnson, Office of Gen. Counsel, Jacob H. Stillman, Brian D. Bellardo, S.E.C., Washington, DC, for respondent.

Before TJOFLAT, Chief Judge, ANDERSON and DUBINA, Circuit Judges.

PER CURIAM:

The Securities and Exchange Commission (SEC) barred Petitioner Charles Phillip Elliott from associating with any securities broker or dealer. Elliott now brings an appeal to this court under 15 U.S.C. § 78y(a)(1). We affirm.

The SEC may bar a person from associating with securities brokers or dealers if, inter alia, the person has been enjoined from activities involving the purchase or sale of securities or has been convicted within...

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