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DAVIS v. KEYES

No. 93-CV-73879.

859 F.Supp. 290 (1994)

William L. DAVIS, James A. Kirkland, Diversified Financial Consulting, Inc., and U.S.A. Financial Group, Inc., Plaintiffs, v. Richard KEYES, Marilyn Keyes, and the National Association of Securities Dealers, Jointly and Severally, Defendants.

United States District Court, E.D. Michigan, Southern Division.

August 1, 1994.

Attorney(s) appearing for the Case

Walter L. Baumgardner, Musilli, Baumgardner, Wagner & Parnell, P.C., St. Clair Shores, MI, for plaintiffs.

David M. Foster, Farmington Hills, MI, for defendants.

OPINION AND ORDER

FEIKENS, District Judge.

I. INTRODUCTION

The dispute here centers on the interpretation of the first sentence of section 15 of the National Association of Securities Dealers Code of Arbitration ("NASD § 15" or "§ 15") which sets forth the matters eligible for arbitration:

TIME LIMITATION UPON SUBMISSION Sec. 15. No dispute, claim, or controversy...

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