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SCHMITZ v. ZILVETI

No. 92-16853.

20 F.3d 1043 (1994)

Jean SCHMITZ; Leonard Schmitz, Petitioners-Appellants, v. Carlos J. ZILVETI, III; Nicholas S. Meris; Prudential-Bache Securities Inc., aka Prudential Securities, Inc., Respondents-Appellees.

United States Court of Appeals, Ninth Circuit.

Decided April 5, 1994.

OPINION

WIGGINS, Circuit Judge:

FACTS AND PRIOR PROCEEDINGS

Pursuant to a contract, Jean and Leonard Schmitz ("Appellants") and Zilveti, Meris, and Prudential-Bache Securities, Inc. ("PruBache") (collectively "Appellees") submitted a dispute to arbitration before the National Association of Securities Dealers ("NASD"). Under the submission agreements, the dispute was to be arbitrated in accordance with the NASD's A Code of Arbitration Procedure...

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