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IN RE CAROLINA FIRST SECURITIES GROUP, INC.

Bankruptcy No. A-90-2248W.

173 B.R. 884 (1994)

In re CAROLINA FIRST SECURITIES GROUP, INC., Debtor.

United States Bankruptcy Court, M.D. North Carolina, Winston-Salem Division.

August 23, 1994.

Attorney(s) appearing for the Case

Joseph M. Lischwe, Raleigh, NC, for trustee.

L. Bruce McDaniel, Trustee.

Henry C. Roemer, Winston-Salem, NC, for Carlsons.

William Seckinger, Washington, DC, for SIPC.

MEMORANDUM OPINION

WILLIAM L. STOCKS, Bankruptcy Judge.

This matter came before the Court to determine whether Kenneth P. and Mary Jean Carlson have a valid customer claim before the Securities Investor Protection Corporation ("SIPC"). SIPC was created by the Securities Investor Protection Act of 1970 (hereinafter referred to as "SIPA" or "the Act"), to establish a procedure by which customers dealing with...

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