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HUBBARD v. HIBBARD BROWN & CO.

633 A.2d 345 (1993)

Richard W. HUBBARD, Delaware Securities Commissioner, Defendant Below, Appellant/Cross-Appellee v. HIBBARD BROWN & CO., Brendon D. Hart and Michael Martone, Plaintiffs Below, Appellees/Cross-Appellants.

Supreme Court of Delaware.

Decided: November 22, 1993.

Attorney(s) appearing for the Case

W. Michael Tupman (argued), Dept. of Justice of State of Del., for appellant/cross-appellee.

Joseph A. Rosenthal (argued), Rosenthal, Monhait, Gross & Goddess, P.A., Wilmington, for appellees/cross-appellants.

Before VEASEY, C.J., WALSH and HOLLAND, JJ.

VEASEY, Chief Justice:

This is an appeal and cross-appeal from a decision of the Court of Chancery modifying an order entered by Richard W. Hubbard, the Securities Commissioner of the State of Delaware (the "Commissioner"), imposing sanctions against Hibbard Brown & Company, Inc. ("Hibbard Brown"), a broker-dealer registered to sell securities in the state of Delaware, and two of its agents, Michael Martone ("Martone...

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