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MASCHLER v. NATIONAL ASS'N OF SECURITIES DEALERS

No. 93-CV-2162 (JRB).

827 F.Supp. 131 (1993)

Sheldon MASCHLER and Datek Securities Corp., Plaintiffs, v. NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC., Defendant.

United States District Court, E.D. New York.

July 27, 1993.

Attorney(s) appearing for the Case

Simon S. Kogan, New York City, for plaintiffs.

Stanley & Fisher, P.C., New York City (Matthew Farley, of counsel), for defendant.

MEMORANDUM — DECISION AND ORDER

BARTELS, District Judge.

On January 21, 1993, Defendant National Association of Securities Dealers, Inc. ("NASD") disciplined NASD member and plaintiff Datek Securities Corp. ("Datek"), and plaintiff Sheldon Maschler, the head of Datek's trading desk, for using abusive and indecorous language during telephone conversations regarding securities transactions in violation of Article III, § I of the NASD Rules...

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