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BAINS v. PIPER, JAFFRAY & HOPWOOD, INC.

No. C4-92-1593.

497 N.W.2d 263 (1993)

Herman H. BAINS, Appellant, v. PIPER, JAFFRAY & HOPWOOD, INCORPORATED, et al., Respondents.

Court of Appeals of Minnesota.

Review Denied April 20, 1993.

Attorney(s) appearing for the Case

Marcia Bains-Grebner, Eagle River, WI, for appellant.

Carol A. Peterson, Dorsey & Whitney, Minneapolis, for respondents.

Considered and decided by AMUNDSON, P.J., and HUSPENI and SCHUMACHER, JJ.

OPINION

HUSPENI, Judge.

Appellant Herman H. Bains brought an action against respondents Piper, Jaffray & Hopwood Incorporated ("PJH") and its registered representative and branch manager Charles Duddingston, seeking return of a $5,626.07 contribution made into appellant's self-directed Keogh plan, asserting that no transfer of securities occurred and the contract for the sale of securities was unenforceable under Article 8 of the Uniform Commercial Code...

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