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KAPLAN v. UTILICORP UNITED, INC.

No. 93-2154.

9 F.3d 405 (1993)

Martin A. KAPLAN, et al., Plaintiffs-Appellants, v. UTILICORP UNITED, INC., et al., Defendants-Appellees.

United States Court of Appeals, Fifth Circuit.

December 20, 1993.

Attorney(s) appearing for the Case

Franci N. Crane, Susman Godfrey, Houston, TX, Edward Grossman, Bernstein, Litowitz, Berger & Grossman, New York City, for plaintiffs-appellants.

Mark E. Lowes, Bracewell & Patterson, Houston, TX, Michael J. Thompson, Kansas City, MO, for Utilicorp United, Inc., Aquila Energy Corp., et al.

Robert A. Plessala, Grant Cook, Beverly D. Mason, Keck, Mahin & Cate, Houston, TX, for Marc Petersen.

Richard D. Stegall, pro se.

Vincent F. Marquez, pro se.

Before GOLDBERG, JONES and DUHÉ, Circuit Judges.

DUHÉ, Circuit Judge:

BACKGROUND

Martin and Selma Kaplan and Stanley Heineman, claiming to represent a class of persons who purchased Utilicorp United, Inc. ("Utilicorp") stock, filed this securities fraud case. The following were named as defendants: Utilicorp; Richard Green ("Green"), Chairman of the Board, President, and Chief Executive Officer of Utilicorp; Aquila Energy Corporation ("Aquila Energy"), a wholly owned subsidiary of Utilicorp; Aquila...

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