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COX v. COLLINS

No. 92-1393.

7 F.3d 394 (1993)

James A. COX; Mabel H. Cox; Cynthia S. Cox Johnson; Keith A. Cox, Plaintiffs-Appellants, v. J. Carroll COLLINS, Defendant-Appellee.

United States Court of Appeals, Fourth Circuit.

Decided October 12, 1993.

Attorney(s) appearing for the Case

Gary L. Bengston, Danville, VA, argued, for plaintiffs-appellants.

Glenn Lee Berger, Shreve & Berger, Altavista, VA, for defendant-appellee.

Before WILKINSON, Circuit Judge, SPROUSE, Senior Circuit Judge, and HILTON, United States District Judge for the Eastern District of Virginia, sitting by designation.

OPINION

HILTON, District Judge:

Appellants James Cox, Mabel Cox, Cynthia Cox Johnson, and Keith Cox sued J. Carroll Collins alleging violations of section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and a pendent Virginia count of fraud. Collins solicited appellants as investors for his employer Danville Finance, an investment firm owned by Melvin Jones, of which Collins was a Vice President. Nancy A. Denny filed a similar suit...

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