ARTHUR CHILDREN'S TRUST v. KEIM

Nos. 91-16509, 91-16693, 92-16203.

994 F.2d 1390 (1993)

ARTHUR CHILDREN'S TRUST, et al., Plaintiff-Appellant, v. Howard E. KEIM and Jo Ann Keim, Defendants-Appellees, and Independent Trust Company, Defendant. (Two Cases) ARTHUR CHILDREN'S TRUST, et al., Plaintiff-Appellant, v. Richard GODFREY, Defendant-Appellee, and Independent Trust Company, Defendant.

United States Court of Appeals, Ninth Circuit.

Decided June 1, 1993.


Attorney(s) appearing for the Case

Russell Piccoli, Phoenix, AZ, for plaintiff-appellant Arthur Children's Trust.

Daryl Manhart and Edwin D. Fleming, Burch & Cracchiolo, Phoenix, AZ, for defendants-appellees Howard and Jo Ann Keim.

David R. Schwartz, Udall, Shumway, Blackhurst, Allen & Lyons, Mesa, AZ, for defendants-appellees Richard and Golda Faye Godfrey.

Before: FLETCHER, REINHARDT and NOONAN, Circuit Judges.


NOONAN, Circuit Judge:

In these consolidated appeals Arthur Children's Trust et al. (the Investors) appeal summary judgments in favor of Howard Keim (Keim) and his wife, JoAnn, and in favor of Richard Godfrey (Godfrey) and his wife, Golda Faye. Russell Piccoli (Piccoli), Arthur Children's Trust's attorney, appeals the award of Rule 11 sanctions against himself. The underlying action against Keim is for securities fraud in...

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