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PRUDENTIAL SECURITIES INC. v. LaPLANT

Civ. A. No. 93-2223-JWL.

829 F.Supp. 1239 (1993)

PRUDENTIAL SECURITIES INCORPORATED, Plaintiff, v. Greg E. LaPLANT, as Trustee for Marie LaPlant, Defendant.

United States District Court, D. Kansas.

July 22, 1993.

Attorney(s) appearing for the Case

Timothy J. Sear, Cathy J. Dean, and Joseph R. Colantuono, Polsinelli, White, Vardeman & Shalton, Overland Park, KS, for plaintiff.

John J. Miller, Nygaard & Associates, Overland Park, KS, for defendant.

MEMORANDUM AND ORDER

LUNGSTRUM, District Judge.

I. Introduction

In April of 1993, the defendant commenced an arbitration proceeding against plaintiff Prudential Securities ("Prudential") before the National Association of Securities Dealers, Inc. ("NASD"), complaining about various transactions dating back to 1985. On May 26, 1993, Prudential filed this action, seeking a preliminary injunction, permanent injunction and declaratory...

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