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KELLY v. MERRILL LYNCH, PIERCE, FENNER & SMITH

Nos. 91-5927, 91-6085.

985 F.2d 1067 (1993)

Frank KELLY, Maria Kelly, Juan Antonio Brando, Berta Laserna, Rafael David Poleo Isava, Ellio Ciocca, Daniel Prado Flores, Max Gomez, William Mackay, Antonia Mackay, Gonzalo Barquero, Abraham Stefan, Osvaldo Cordova, Rudy Zepeda, Thomas Bovee, Ricardo Sucre and Agropecuaria Millon, C.A., Plaintiffs-Appellants, v. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., a Delaware Corporation, Defendant-Appellee.

United States Court of Appeals, Eleventh Circuit.

March 15, 1993.

Attorney(s) appearing for the Case

Thomas H. Seymour, Harry R. Schafer, Scott E. Perwin, Kenny, Nachwalter, Seymour, Arnold & Critchlow, P.A., Miami, FL, for plaintiffs-appellants.

Bennett Falk, Peter Buscemi, Morgan, Lewis & Bockius, Miami, FL, for defendant-appellee.

Before TJOFLAT, Chief Judge, EDMONDSON, Circuit Judge, DYER, Senior Circuit Judge.

PER CURIAM:

This case asks whether the district court properly enjoined arbitration proceedings on the basis of res judicata. We affirm.

Plaintiffs had accounts with defendant Merrill Lynch. In 1987, plaintiffs filed a complaint based on SEC Rules 10b-5 and 10b-16 in district court.1 After about two years of discovery, plaintiffs dismissed the 10b-16 claim. The court ultimately granted summary judgment to defendant on the remaining...

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