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SECURITIES AND EXCHANGE COMMISSION v. ELLIOTT

Nos. 89-5457, 89-5528.

998 F.2d 922 (1993)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. Charles Phillip ELLIOTT, et al., Defendants, Charles O. Farrar, Receiver-Appellee, Kenneth J. Davis, Linda J. Davis, Leroy H. Moeller, As Personal Representative of the Estates of Adolph Hagstrom, Squire J. Kingston, Elizabeth Woods, Caroline Estelle, Lynnis H. McClain, Ted Masco, Anita K. Hailey, Earl Setterblade, Lloyd Schutzman, Shirley Schutzman, Albert C. Heil, Melvin Burkhardt, Rosa Ella Burkhardt, Howard Dore, Ruth Dore, Gerald J. Braun, Christie Braun, Monica Brooke Braun, C. Albert Ducharme Trust and Catherine F. Ducharme Trust, Seaton F. McDaniel, Josephine McDaniel, Trudy and Sidney Kleiner, Claimants-Appellants. SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. Charles Phillip ELLIOTT, et al., Defendants, Charles O. Farrar, Receiver-Appellee, Melvin Burkhardt and Rosa Ella Burkhardt, Movants-Appellants.

United States Court of Appeals, Eleventh Circuit.

August 25, 1993.

Attorney(s) appearing for the Case

Merrill N. Johnson, Naples, FL, for K. Davis.

Kathleen Monahan, Miami FL, for L. Moeller.

Frank P. Murphy, Naples, FL, for S. Kingston.

Mark A. Ebelini, Ft. Myers, FL, for H. Dore.

Before FAY and HATCHETT, Circuit Judges, and HILL, Senior Circuit Judge.

PER CURIAM:

In the initial opinion in this case, Securities and Exchange Com'n v. Elliott, 953 F.2d 1560 (11th Cir.1992), we retained jurisdiction over a single unresolved issue in order to certify a question to the Florida Supreme Court. Claimants Howard Dore, Ruth Dore, Gerald J. Braun, Christie Braun, and Monica Brooke Braun had challenged the district court's finding that tax certificates which they held as collateral for...

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