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SCHELLENBACH v. S.E.C.

No. 92-1254.

989 F.2d 907 (1993)

Peter W. SCHELLENBACH, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Seventh Circuit.

Decided March 17, 1993.

Attorney(s) appearing for the Case

Marvin Green (argued), Anne Jentry-Green, Chicago, IL, for petitioner.

Jacob H. Stillman, Lucinda Burwell (argued), Judith R. Starr, S.E.C., Office of the General Counsel, Washington, DC, for respondent.

Before CUMMINGS, POSNER, and FLAUM, Circuit Judges.

CUMMINGS, Circuit Judge.

Peter W. Schellenbach does not dispute a finding of the Securities and Exchange Commission that he wrote bad checks and falsified reports to create the illusion that his Chicago securities firm, Brook Investments, Inc. ("Brook"), was solvent. However, Schellenbach contends that his punishment — including a $50,000 fine, censure, and lifetime ban on his acting in any principal, supervisory or managerial capacity with any member-firm...

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