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WINDSOR SECURITIES, INC. v. HARTFORD LIFE INS. CO.

Nos. 92-1082, 92-1098.

986 F.2d 655 (1993)

WINDSOR SECURITIES, INC., Dr. Paul Prusky, Walter G. Arader v. HARTFORD LIFE INSURANCE COMPANY, Hartford Life Insurance Company, Appellant in 92-1082, Windsor Securities, Inc. and Walter G. Arader, Appellants in 92-1098.

United States Court of Appeals, Third Circuit.

Decided February 22, 1993.

Attorney(s) appearing for the Case

W. Barry Blum (argued) and Waldemar J. Pflepsen, Jr., Jorden, Schulte & Burchette, Miami, FL, for appellant/cross-appellee Hartford Life Ins. Co.

Peter J. Weidman (argued), Howard J. Kaufman, Kaufman, Coren & Ress, Philadelphia, PA, for appellees/cross-appellants Windsor Securities, Inc. and Walter G. Arader.

Before: STAPLETON, SCIRICA and NYGAARD, Circuit Judges.

OPINION OF THE COURT

SCIRICA, Circuit Judge.

In this diversity case involving market timing,1 the sponsor of a mutual fund, Hartford Life Insurance Company, imposed restrictions on investors' ability to effect transfers among fund sub-accounts through third party agents. Plaintiff Windsor Securities, Inc., an investment advisor to Hartford investors, alleged that Hartford's restrictions resulted in tortious interference with...

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